Posts Tagged ‘private placement’
Raising Capital? 3 Tips for Entrepreneurs
by Scott Edward Walker on June 30th, 2011Introduction
I’ve been helping entrepreneurs raise capital as a securities lawyer for 17+ years, and there are certain fundamental legal mistakes that I’ve seen entrepreneurs make over and over again. Accordingly, I thought it would be helpful to share three basic tips for entrepreneurs in connection with raising capital.  (Note: this post was originally published on The Huffington Post.)
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Tags: accredited investor, broker-dealer, Dodd-Frank, finders, Form D, private placement, raising capital, Regulation D, rescission, SEC
Posted in Securities Law Issues | 2 Comments »
Can I Raise Funds via Facebook or LinkedIn?
by Scott Edward Walker on March 17th, 2011As a corporate lawyer for entrepreneurs, I am frequently asked: “Hey Scott, can I raise funds for my new company via Facebook or LinkedIn? I have lots of friends and connections, and I know some of them would be interested in investing.” The short answer is no (except in rare circumstances) because it would violate securities laws.


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Tags: capital, facebook, funds, general solicitation, LinkedIn, private placement, SEC, securities laws
Posted in Securities Law Issues | 2 Comments »
“Ask the Business Attorney” – Will the New Financial Reform Bill Destroy Angel Investing?
by Scott Edward Walker on July 21st, 2010Introduction
This post was originally part of my “Ask the Attorney” series which I am writing for VentureBeat. Below is a longer, more comprehensive version. Please shoot me any questions you may have in the comments section – or feel free to call me directly at 415-979-9998. Many thanks, Scott
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Tags: accredited, accredited investors, business attorney, Dodd, Form D, new worth, private placement, Regulation D, rescission, Rule 506, SEC, securities laws, startup
Posted in Angel Issues, Ask the Attorney | No Comments »
“Ask the Attorney” – Formation Issues (Part II)
by Scott Edward Walker on February 3rd, 2010Introduction
This post is part of a new series entitled “Ask the Attorney,” which I am writing for VentureBeat (one of my favorite websites for entrepreneurs).  As the VentureBeat Editor notes on the site: “Ask the Attorney is a new VentureBeat feature allowing start-up owners to get answers to their legal questions.” This post is a longer, more-comprehensive version of the VentureBeat post. Â
The goal here is two-fold: (i) to encourage entrepreneurs to ask law-related questions regardless of how basic they may be; and (ii) to provide helpful responses in plain english (as opposed to legalese). Please give me your feedback in the comments section. Many thanks, ScottÂ
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Tags: Ask the Attorney, drag-along, entrepreneurs, founder, founders, intellectual property, inventions assignment, IP, offer letter, private placement, securities laws, start-up, stock option
Posted in Ask the Attorney, Startup Issues | 4 Comments »
“Ask the Attorney” – Securities Laws
by Scott Edward Walker on January 12th, 2010Introduction
This post is part of a new series entitled “Ask the Attorney,” which I am writing for VentureBeat (one of my favorite websites for entrepreneurs).  As the VentureBeat Editor notes on the site: “Ask the Attorney is a new VentureBeat feature allowing start-up owners to get answers to their legal questions.”  Â
The goal here is two-fold: (i) to encourage entrepreneurs to ask law-related questions regardless of how basic they may be; and (ii) to provide helpful responses in plain english (as opposed to legalese).
(more…)

Tags: accredited investors, entrepreneurs, Form D, private placement, Rule 501, Rule 506, SEC, Securities Act, securities laws, securities lawyer
Posted in Ask the Attorney, Securities Law Issues | 16 Comments »